DLM Securities General Risk Disclaimer

ANY INFORMATION PROVIDED IN THIS DISCLAIMER OR BY DLM SECURITIES LIMITED (DLM) IS FOR GENERAL INFORMATION PURPOSES AND NOT MEANT AS SPECIFIC SECURITIES ADVISORY FOR YOUR INDIVIDUAL CIRCUMSTANCES OR AS PERSONALIZED TRADING ADVISORY.

By acknowledging this statement and contracting for the services provided by DLM, you acknowledge that you have not sought professional advice from DLM regarding the appropriateness of securities trading for you, and DLM has not provided any such advice to you.

 

RISKS ASSOCIATED WITH SECURITIES TRADING

Trading securities is not appropriate for all investors, and the risks of securities trading can be substantial. You should carefully consider whether securities trading is right for you in light of your particular circumstances and financial resources.

There is considerable exposure to risk in any securities trading transaction. Any transaction involving securities involves risks, including, but not limited to, the potential for changing political, economic, and/or business conditions that may substantially affect the price or liquidity of the securities or market.

Investments in securities trading may also be susceptible to sharp rises and falls as the relevant market values fluctuate. The leveraged nature of securities trading means that any market movement will have a proportional effect on your deposited funds. This may work against you as well as for you. Not only may investors get back less than they invested, but in the case of higher-risk strategies, investors may lose the entirety of their investment. It is for this reason that when speculating in such markets, it is generally recommended to use only risk capital, or, in other words, only money you can afford to lose.

Based on the foregoing, you agree that you shall not seek to hold DLM responsible for any losses associated with any trading advisory provided to you by DLM. In the event that any claims, suits, actions, damages, liabilities, obligations, losses, or expenses (including reasonable attorneys’ fees) arise out of or relate to the relationship between DLM and you and/or any trading advisory provided by DLM to you, you agree to indemnify and hold DLM harmless therefrom.

Past performance is not indicative of future results. You acknowledge and agree that no promise or guarantee of success or profitability has been made between

DLM and you.